Description of both fluid flows and elastic structures require infinite degrees of freedom along each of the three spatial dimensions. Doing so may be necessary in some circumstances, but hinders uncovering of basic stability principles. Where possible, it is prudent to judiciously retain only a few degrees of freedom as part of the stability analysis. In this chapter, we will revise some simple models to represent structures.
In many cases, the instability arises from the fluid flow forcing the structure to excite one or few of the natural modes of oscillation of the structure. Under such a circumstance, it is prudent to represent the state of the structure by a few state variables that are excited during the oscillations of those modes. The simplest of such variables is an amplitude of the natural mode, which behaves like a (possibly damped) harmonic oscillator, with equivalent lumped parameters. In this chapter, a generic fluid dynamic force on these degrees of freedom is assumed.
Making this approximation is not entirely without merit, as will be shown in some of the cases below using the method of projection. In doing so, we will practice the method of linearization and the calculation of normal modes, which will also prepare us for such analysis in case of coupled fluid-structure interaction. In addition, we will also consider some structural stability problems in their own right, using the method of linear stability analysis outlined in chapter 1.
Sometimes, a structure may be approximated simply as a rigid point mass attached to a spring with stiffness and a damper with coefficient , as shown in fig. 2.1.
A generic fluid dynamic force on the mass is denoted . The displacement is the sole state variable describing this system. It obeys
| (2.1) |
Note that this equation is already linear, so a linearization of this equation around any steady state will not alter it. Also, note that an energy equation can be constructed by multiplying this equation by as
| (2.2) |
The rate of energy removed by the damper is and the work done by the fluid is .
Determine the motion of the mass in the absence of the fluid dynamic force and starting from an arbitrary initial condition.
The natural frequence of a free undamped harmonic oscillator (i.e. and ) is given by . Based on this, the underdamped motion of a free damped oscillator (i.e. but ) may be written in terms of the dimensionless variables and . The equation of motion for the mass then becomes
| (2.3) |
Since this equation is already linear, we can follow the prescription of section 1.9 and try a solution of the form , to get the following eigenvalue equation for ,
| (2.4) |
(Note that the nature of the eigenvalue equation is quadratic in this case.) This yields the motion to be
| (2.5) |
Here the condition for the motion being underdamped is .
Possibly nonlinear spring: Suppose that the spring is not a Hookean or linear spring, and the restoring force it produces is . Write the equation governing the state variable . Also derive any equation for the energy of the system.
The restoring force appears in the governing equations as
| (2.6) |
The energy equation for this case is
| (2.7) |
The spring is strain-stiffening if and strain-softening if .
The spring in the damped mass-spring system can be nonlinear, such as in question 2.2, and so can be the damper.
The nonlinear mass-spring system is subject to a constant external fluid dynamic force . Determine the steady state of the system in response to this force. Linearly perturb this state to determine the equation governing the evolution of the perturbation. Determine whether the perturbation would grow or decay, especially for the strain-softening case .
The new steady state displacement of the mass, , balances the spring restoring force with the applied fluid dynamic force.
| (2.8) |
A closed form expression for in terms of , and may not be possible. We perturb this state as , to yield the equation for the perturbation as
| (2.9) |
where we have used eq. 2.8 to simplify the right-hand side of eq. 2.9. Further, taking the perturbation to be infinitesimal, the nonlinear term of eq. 2.9 may be linearized as . Thus, the linear equation governing the perturbation becomes
| (2.10) |
Equation 2.10 is a linear damped mass-spring equation in its own right, where the equivalent spring stiffness of . If the nonlinear spring is strain-softening, , the equivalent spring is softer. If becomes negative, the spring does not produce a restoring force, but instead provides a positive feedback for the perturbation to grow. The threshold condition is , which combined with eq. 2.8, yields the criteria on the critical to be .
Note that the nonlinear spring force produces a restoring force for any displacement less than , but stably holding the extension at any value greater than is impossible due to sensitivity to perturbations.
Determining the scales for and , as well as the dimensionless parameters from eq. 2.6 is a worthy exercise in dimensional analysis. Performing this analysis and following it with the linear stability analysis in dimensionless terms is left for the astute reader.
Consider a mass suspended symmetrically between four springs. Two are along the axis of stiffness and two are along the axis of stiffness . The springs along have a rest length of . The mass is at the origin when all the springs are at their equilibrium length. The springs along are then compressed by a length . A schematic of this setup is shown in fig. 2.2(a). Examine the stability of the mass under translation along .
Here , the displacement of the mass is the state variable. Free body diagram of the mass in the displaced state is shown in fig. 2.2(b). The two springs along exert a restoring force of strength . The extension and orientation of the springs along must also be determined to examine their influence on the mass. These springs make an angle . The compression of the spring is , and the force along the length of the spring is . The equation governing the state, therefore, is
| (2.11) |
Since the equilibrium to investigate is , the perturbation obeys the same equation as . When the perturbation is infinitesimal in size, we have
| (2.12) |
The linear equation governing the infinitesimal perturbation is
| (2.13) |
An examination of the dimensions suggest defining a dimensionless time as and the follwing two parameters and . The variable may be non-dimensionalized by any length. The dimensionless equation governing the perturbation is
| (2.14) |
The right hand side is equivalent to a modified spring with dimensionless stiffness , which forebodes instability if it becomes negative. Therefore, the criteria for the onset on instability is .
The mechanism is evident from fig. 2.2(b). This is a simplified model of buckling of a structure.
The next simplest structure has two degrees of freedom. An example is depicted schematically in fig. 2.3, where they are the rotational degree called pitch, , and the translational degree of freedom called heave, . While fig. 2.3 shows a symmetric airfoil, the object could be of arbitrary shape. It has mass and moment of inertia about the centre of mass , where is the radius of gyration. The object is supported at the centre of support, which is a distance away from the centre of mass, as shown in the figure. A translational spring with linear stiffness , and a torsional spring with rotational stiffness support the object at the centre of support. And the object also experiences an aerodynamic force of lift, , in the direction of heave at the centre of pressure, which is a distance from the centre of mass. We ignore any damping that may be present in this structure for this analysis.
The state variables and describe the dynamical state of the object. The evolution of the state is governed by force and torque balance around the centre of mass and satisfies the following equations
| (2.15) | ||||
| (2.16) |
where the double-dot decoration above and means the second derivative with time . For what follows, we will ignore the external force of lift, i.e. take , and examine the structural dynamics. For this purpose, we determine the steady state to be and . Perturbation about the steady state are made as and . Assuming the perturbations to be small (i.e. infinitesimal), they satisfy
| (2.17a) | ||||
| (2.17b) | ||||
where .
These equations may also be expressed in terms of the state vector as
| (2.18) |
where is the mass matrix and is the stiffness matrix. Note that both are symmetric and positive definite.
An equation for energy can be constructed by multiplying eq. 2.17a with and eq. 2.17b with and adding them to yield
| (2.19) |
or in matrix notation, where ,
| (2.20) |
The energy equation guides the rescaling towards a dimensionless formulation with the rescaling
| (2.21) |
The dimensionless equations governing the perturbations are
| (2.22) | |||
| (2.23) |
The parameter serves as the coupling between the two degrees of freedom. If , pitch and heave are uncoupled and each have a natural frequency of and 1, respectively. Because energy neither grows nor decays in this system, we expect pure oscillations for the two degrees of freedom, even when they are coupled. Since these equations are linear, we may seek exponentially growing solutions , so that satisfies
| (2.24) |
Solving the eigenvalue equation yields for the two values of
| (2.25) |
The first property we note is that is real, so the growth rate is purely imaginary and thus there is neither growth nor decay of the perturbations. When , the frequencies agree with our expectation for the uncoupled degrees of freedom. A real physical system will show decay of these perturbations owing to some damping.
The corresponding eigenvectors are
| (2.26) |
where is a constant, which ensures that the lengths of the two forms of the eigenvector are equal to each other. It can be readily seen from eq. 2.26 that when , the eigenvectors have either the component or , but not both, thus verifying that in this case the two modes are indeed decoupled. In this case, naturally the dot product between the two independent eigenvectors is zero, so they are orthogonal. The orthogonality between the two eigenvectors for the case can be easily verified using the forms in eq. 2.26 and the property that . This nifty property is left for the reader to discover.
In general, an abstract structure with a finite degrees of freedom may be represented using the state variable vector , where the vector has as many components as the degrees of freedom. The state vector can obey an equations for its evolution written as eq. 1.3 from section 1.4. Let us consider the case where the undeformed state is given by is the steady state, where there are no external forces, and all displacements and internal forces vanish. However, in the absence of damping, the dynamics must conserve energy, and therefore, the following form for the evolution emerges for the perturbation when linearized about the undeformed steady state.
| (2.27) |
where is the mass matrix and the stiffness matrix. Both and are symmetric and positive-definite matrices. These matrices in general may not be diagonal or sparse. The system conserves the energy defined as
| (2.28) |
For this reason, any perturbation made around the steady state must oscillate, say with frequency . The frequency satisfies the eigenvalue equation
| (2.29) |
where the state is assumed to evolve as . Solution of this equation yields both the many natural frequencies and the corresponcing mode shapes , for , where is the number of degrees of freedom. Because of the symmetry and positive-definiteness of and , we are guaranteed that the frequencies are real and that the various modes are mutually orthogonal, i.e.
| (2.30) |
Using the properties of and , we may construct the general evolution of the perturbation in the presence of an external forcing, say from the surrounding fluid. If the infinitesimal forcing on the structure is written as , it responds according to
| (2.31) |
It is possible to look for a solution to eq. 2.31 of the form
| (2.32) |
where , , …, are amplitudes of the various modes, which are to be determined. (Here we assume that the mode shapes , , …, have been precomputed.) Substituting eq. 2.32 into eq. 2.31, then yields
| (2.33) |
where we have used eq. 2.29 and the double-dot decoration denoted second derivative in . Now, exploit orthogonality of the eigenvectors from eq. 2.30, and take a dot product with one of the eigenvectors . Noting that all the terms in the sum vanish, except for the , then yields the equation for the amplitude as
| (2.34) |
In this manner, the response of a structure to an external forcing can be determined by projection on the natural modes of oscillation of the structure.
A string or a wire that is stretched along it length (say, in the direction of the -axis) presents a simple model for a continuum elastic structure. The wire length is , tension in the wire is and it has a mass per unit length, as shown in fig. 2.4. The point on this string at the coordinate displaces in a direction perpendicular to the length (the -direction) by a distance . If an external force per unit length is applied to the string along the -direction, the displatement obeys
| (2.35) |
The displacement of the string is zero at the two ends and .
Figure 2.4 also shows a membrane stretched along with tension per unit length. The tension perpendicular to plane of the page (i.e. along the direction) does not enter the formulation because . In this case, is the mass of the membrane per unit area, and is the external force per unit area perpendicular to the membrane. The membrane displacement is also governed by eq. 2.35. Because of the analogy between the one-dimensional membrane and a stretched string, we will only consider the string from now on.
The stretched string satisfies the energy equations
| (2.36) |
Here the integral proportional to is the kinetic energy, the one proportional to is the elastic potential energy, and the right-hand side is the work done by the external force. For the stretched membrane a trivial integral along may also be included.
Let us first determine the natural modes of vibrations of the string (or the membrane, as the case may be). For the natural modes, we set . The equilibrium shape of the string in this case is . Perturbing the displacement from the steady state as yields the equation for the perturbation
| (2.37) |
This equation is already linear so no further approximation for an infinitesimal perturbation needs to be made.
When , energy is conserved, so we expect perturbations to neither grow nor decay. Hence we seek a solution to eq. 2.38 of the form . The mode shape satisfies
| (2.39) |
with at and 1. A non-trivial solution only exists if for , in which case the mode shape is
| (2.40) |
The mode shapes satisfy the orthogonality condition
| (2.41) |
which can be easily verified. (Note that the notion of dot products is replaced by integrals in this case.)
If an external force acts on the string, we can determine the response of the string in the following manner. First, we transform eq. 2.35 to a dimensionless form by using to yield
| (2.42) |
Let us write the perturbation as a linear combination of the modes as
| (2.43) |
Substituting eq. 2.43 in eq. 2.42, with the intention of determining how the amplitudes respond to the forcing , yields
| (2.44) |
where, as before, the double-dot decoration denotes second derivative with . We use orthogonality to decouple the evolution of distinct modes. For doing so, we multiply with and integrate along as
| (2.45) |
The orthogonality condition from eq. 2.41 then facilitates the simplification
| (2.46) |
The stretched string serves as an example that applies the general formalism of normal modes to determine the response of a continuum structure to external forcing. To test their understanding, the reader is invited to apply the formalism to the example of an Euler beam. The state of the beam is again described by the variable , which satisfies the governing equation
| (2.47) |
Here , , and are the same as before, and is the bending stiffness or bending rigidity of the beam cross section. In what follows, we will take the tension to be zero. This equations must be supplemented with two boundary conditions at each end, which are of the form
A given linear combination of displacement and shear force is specified,
| (2.48) |
and
A given linear combination of the slope and the bending moment is specified,
| (2.49) |
where , , , , and are specified constants. Without loss of generality, and may be taken to be unity so long as they are non-zero. These boundary conditions may be interpreted as the ends of the beam being supported by linear and torsional springs of stiffness and , respectively, and an external force () or torque () being applied there.
Derive the principle of conservation of energy for the Euler beam that satisfies eqs. 2.47, 2.48 and 2.49.
Multiply eq. 2.47 by and integrate in from 0 to , with a few judicious integrations by parts and application of the boundary conditions, to get
| (2.50) |
The term proportional to is the kinetic energy of the beam, the term proportional to is the bending energy (which is proportional to square of curvature), the terms proportional to and are the energies stored in the linear and torsional springs at the end, the term proportional to on the right hand side is the work done by the distributed external force, and the terms proportional to and are the works done by the external boundary forces and torques. Here we have tacitly assumed that and are positive, so they can be taken to be unity. The diligent reader is left the task of deriving the version of this equation when and are zero.
Determine the frequency and shapes of the natural modes of oscillations of a cantilevered beam. (For a cantilevered beam, at one end the displacement and angle are zero, while at the other end the moment and shear force are zero.)
We use the non-dimensionalization:
| (2.51) |
It is left as an exercise to the reader to derive the eigenvalue equation for the natural dimensionless frequency and the mode shape , which is
| (2.52) |
with at and at . Let , i.e. the positive square root of , because it is convenient to write the expressions in terms of . The general solution of eq. 2.52 is
| (2.53) |
where , , and are constants of integration. Some of these constants are determined by the boundary conditions. For instance, the conditions at imply and , so they may be eliminated. The boundary conditions at then require
| (2.54a) | |||
| (2.54b) | |||
The only solution for general is , but that is the trivial solution to eq. 2.52. A non-trivial solution exists only when the two equations in eq. 2.54 are identical. The condition for a non-trivial solution to exist is
| (2.55) |
which is satisfied by a countably infinite values of , say , . The first few values are: , , , . For large , the value of may be approximated to be
This formula can be seen to be acurate for upto four decimal places, and gets more and more accurate for larger . The accuracy of this formula can be determined by evaluating the respective and substituting the result in eq. 2.55. The dimensional natural frequency of oscillations may now be written as
| (2.56) |
The mode shape is given by
| (2.57) |
where is an arbitrary constant. These mode shapes are visualized in fig. 2.5.
It is left as an exercise to the reader to either verify or prove the the othogonality condition eq. 2.41, which these modes obey. The author does not recommend actually multiplying with and integrating to prove the orthogonality condition.
In this chapter, we considered simple models for some structures and analyzed their behaviors in terms of perturbations about the steady state. In cases where we expected harmonic oscillations, we were able to apply the formalism of linear theory to determine the mode shape and natural frequency by assuming a time dependence of , for some real . In cases where we expected an instability, we were also able to apply linear theory to determine the exponential growth of the unstable perturbations.
In this process, we found that while the deformation of the structure itself may be most complicated, it may be decomposed into mode shapes, which exhibit a simple harmonic behaviour for their amplitude. We also saw the method of projection, which exploits orthogonality of modes, to decouple the influence of a general external forcing on individual modes.
We also constructed the energy conservation principle for the structures we considered, including the influence of the external forcing on the rate of change of energy. The energy of a perturbation is a good indicator of its growth or decay, and therefore the derivation of an energy equation is instrumental in stability analyses.
The matter in this chapter is only but an introduction to the otherwise rich subject of structures and elasticity, and especially to the topic of simplified descriptions of them. Prime topic in this subject, which we omitted, is the theory of rods, shells and plates, which presents a one- and two-dimensional approximation to three-dimensional objects which are thin along the remaining dimension(s). Furthermore, structural instabilities are a formidable topic in their own right, without the need for the complicated coupling with the fluid flow.
We conclude with the following question on the buckling of elastic beams.
Consider an Euler beam governed by eq. 2.47, which is under compression, so , say . Assume simply pinned boundary conditions so that , and without loss of generality . There are no external forces on the beam, so . The beam buckles when the compressive force exceeds a threshold. Use the formulation of linear stability analysis to determine this threshold.
.
The answer is provided, but the process of arriving at it is entrusted to the keen reader so that they can sharpen their abilities.