Chapter 4 Galloping and flutter

Having laid the background needed in structures and fluids, we present in this chapter two fluid-structure instabilities – galloping and flutter. Both galloping and flutter arise as a consequence of the steady fluid dynamic characteristics of non-circular bodies. The civil engineering community encountered them in swaying of bridges in breezy conditions. The aerodynamics community experienced them in the flutter of wings. They are both considered to be part of the same family of fluid-structure instabilities. Galloping is considered to be behind the disastrous collapse of the Tacoma Narros bridge in 1940. These instabilities are far too common for design engineers to ignore them.

4.1 Galloping

Galloping is an instability brought about by the quasi-steady fluid dynamic characteristics of the body. This instability appears in many cases such as the oscillations of electric cables either by themselves or in response ice accumulation on them during cold winters. It also plagues civil structures such as bridges and towers. Generally, a single degree of freedom shows oscillations at or closer to the natural frequency of the structural mode, but a coupling between more than one degrees of freedom could also underlie the mechanism.

4.1.1 Translational galloping

Figure 4.1: Translational galloping of a cylinder with a D-shaped cross section. (a) Schematic setup of the structural support for the cylinder and direction of oncoming wind. (b) The aerodynamic characteristics of the cross section.

The toy demonstrating the spontaneous oscillations of the cylinder with the D-shaped cross section supported on two springs is an excellent example of translational galloping. This toy was first presented as an example by Den Hartog[3] in 1956, a name which we will see again in this section. Figure 4.1 shows a schematic of this toy as a one-degree-of-freedom oscillator, consisting of a D-shaped mass m supported by a spring with stiffness k and a damper wth constant b. The flat face of the D-shaped cross section faces the oncoming wind with speed U, and, as a result, the the mass starts to oscillate. In the classroom demo, the D-shape has a diameter of about 5 cm, and oscillates with a frequency of about 2 Hz. Here we present the mechanism behind the spontaneous emergence of these oscillations in the form of an instability.

The state variable we invoke is the displacement of the mass perpendicular to the oncoming flow, which we denote y(t). The state obeys

my¨+by˙+ky=f, (4.1)

where f is the aerodynamic force along y. Because of the symmetry of the D-shape, a steady state exists when y=y0=0. In this case, f also vanishes. Therefore, we perturb this steady state as y=y0+y, where y is the perturbation. Now noting that the steady state is y0=0, y=y, so we might as well drop the prime on the y, a practice that is commonly followed and one that the author is eager to adopt. And eq. 4.1 is linear in y, so assuming y to be infinitesimal means we merely need to determine f when y is infinitesimal.

To determine the fluid dynamic force along y, we first test for quasi-steadiness. The structural natural frequency is f 2 Hz, and the characteristic length scale for the flow to develop is the diameter D of the D-shape, and the flow speed is U 10 m/s. So the reduced frequency is fD/U0.01. In other words, a fluid particle flows 100 diameter downstream by the time the structure completes one oscillation. This inspires us to treat the fluid dynamics as steady.

The y component of the force f derives contribution from two contributions, and both of them originate from examining the relative velocity of the fluid with respect to the body. Even an infinitesimal velocity of the mass changes the apparent orientation of the oncoming wind, even if it is by an infinitesimal amount, which we will now determine. The mathematical determination of this apparent wind is shown in fig. 4.1(b), where the mass is moving in the direction of positive y, which in the reference frame of the mass causes a component of flow in the negative y direction. The relative wind speed Urel is given by

Urel=U2+y˙2, (4.2)

and the apparent angle of attack α is given by

α=tan1(y˙U). (4.3)

Only the linear terms in the approximations of Urel and α need to be retained in eqs. 4.2 and 4.3, as required by linear stability analysis. This relative flow gives rise to a drag FD and a lift FL on the D-shaped cross section, which are aligned along the direction of relative speed and perpedicular to it, respectively. The lift and drag may be parameterized using lift and drag coefficients as

FL=12ρUrel2ACL(α,Re),FD=12ρUrel2ACD(α,Re), (4.4)

where Re=ρUrelD/μ is the Reynolds number, ρ is the fluid density and μ its viscosity. The force f is then given by

f=FLcosαFDsinα. (4.5)

We now approximate these quantities up to linear order in the perturbation y as

Urel U+, (4.6a)
α y˙U+, (4.6b)
FL 12ρU2AdCLdα|α=0α+, (4.6c)
FD 12ρU2ACD|α=0+ (4.6d)
f 12ρUACyy˙+ (4.6e)
where
Cy =(dCLdα|α=0CD|α=0). (4.6f)

Here the two contributions behind the vertical fluid dynamic force f is as follows. Firstly, the drag is realigned in the direction of the apparent oncoming flow, which is now at an angle α and has a small component in the direction of motion proportional to the speed of the mass. This is the term proportional to CD in eq. 4.6f. Secondly, the small angle of attack the D-shape makes to the oncoming flow gives rise to a proportional lift force. This lift is nearly in the direction of negative y, and gives rise to the term proportional to dCL/dy in eq. 4.6f. The resulting Cy is called the Den Hartog coefficient, which is a dimensionless expression of the fluid dynamic response.

We can now enter the phase of stability analysis. Replacing the aerodynamic force f from eq. 4.6e in eq. 4.1, yields the coupled equation for the evolution of the fluid-structure state as

my¨+by˙+ky=0, (4.7)
where
b=b+12ρUACy (4.8)

is the equivalent damping coefficient accounting for the aerodynamic force. The stability of the state y=0 depends on the sign of the equivalent damping coefficient b. We expect CD(α=0) to be positive for all shapes of the body, including the “D” shape cross section. For streamlined shapes, we expect CL to be an increasing function of α, so that dCL/dα is positive. However, for many bluff shapes, such as the D-shape, lift acts in the opposite direction. This is shown in fig. 4.1(c) The reader can imagine the reason based on how the stagnation pressure acting on the flat face forces the body. As a result, for many bluff cross sections, including the “D” shape and many common structural shapes such as the I and H beams, dCL/dα is negative around α=0, and results in Cy being negative.

The usual stability calculation, which proceeds by expressing y=y^est, then determines exponential growth when b is negative (see section 2.1, which also includes a non-dimensionalization). Based on this criterion, there exists a critical velocity Ucrit given by

Ucrit=2bρACy. (4.9)

For fluid velocity above this critical, galloping is spontaneously excited. This result is the culmination of the stability analysis.

4.1.2 Rotational galloping

Galloping instability may also appear in systems with one rotational degree of freedom, such as pitch, for bluff bodies. The treatment of fluid dynamics in this case is more empirical than for the translational case but follows along closely parallel lines The rotational degree of freedom is represented by the state variable θ, which obeys

Iθ¨+Bθ˙+κθ=Q(θ,θ˙), (4.10)

where I is the moment of inertia of the object, B is the rotational damping coefficient, κ is the torsional spring constant, and Q is the fluid dynamic torque on the object. The rotational damping coefficient may be written in terms of a linear damping coefficient b as B=bRg2, just in the same way the rotational moment of inertia is written in terms of a mass I=mRg2, where Rg is the radius of gyration. It is also convenient to express κ=kRg2 for comparison with the translational galloping case. The argument then proceeds to justify that, in quasi-steady flow, the torque may be parameterized as

Q=12ρUrel2ALQCQ(α,Re), (4.11)

where Urel is the effective relative velocity, A is the frontal cross section of the object as before, LQ is an additional length scale akin the distance between the centre of support and centre of pressure, and CQ is the torque coefficient, which depends on an effective angle of attack, α. This effective angle of attack for a rotating body is then taken to be an average along the length of the body, and this is not quite rigorous. Yet, in the limit of infinitesimal perturbations, θ=θ0+θ, where θ0 is a steady state, the torque parameterization reduces to

Q=12ρUrel2ALQdCQdα(θ+LαUθ˙), (4.12)

where Lα is another length scale that arises from the determination of the average angle of attack. (This part has no satisfactory justification but the forgiving reader can examine the dimensions for consistency. Loosely speaking, Lαθ˙ plays the same role that y˙ played in the translational case in determining the effective angle of attack. ) Substituting this torque in eq. 4.10 then yields a

mθ¨+bθ˙+kθ=0 (4.13)
where
b=(b12ρUALQLαRg2dCQdα) (4.14)
k=(k12ρU2ALQRg2dCQdα). (4.15)

At this stage the similarity between the translational and rotational cases of galloping is evident, except for one difference. In this case, the torsional spring is also modified, which can lead to the divergence instability we discussed in detail in chapter 1. Here we ignore that possibility and focus on galloping, which arises when b becomes negative, which is possible if dCQ/dα is positive. The critical velocity for rotational galloping is

Ucrit=2bρACywhereCy=LQLαRg2dCQdα. (4.16)

The astute reader will compare this critical velocity with the divergence speed to determine the mechanism to which a given structure is most susceptible.

4.1.3 Suppressing galloping

The advantage of the simple analysis presented in this section is that it provides us with insight into the physical mechanism of galloping instability, and in doing so provides us with methods of suppressing it. The critical velocity in eq. 4.9 directly embodies this insight. Firstly, note that in this case the excited frequency of oscillations is close to the natural frequency, slightly modified due to the damping coefficient. This follows directly from the analysis in section 2.1 applied to eq. 4.7. Secondly, the instability arises because the fluid dynamical characteristics, completely encapusilated in the Den Hartog coefficient Cy, overcome the internal structural damping b. The Den Hartog coefficient for various cross sections is presented in Table 4-1 (page 109) of book on Flow-induced Vibrations by Blevins[1]. This motivates the definition of a scale of velocity

Ugallop=2bρA. (4.17)

The magnitude of this velocity depends on the structural geometry (cross section area A, possibly ratio of lengths) and damping (coefficient b) relative to the fluid material characteristics (ρ). The criteria for spontaneous excitation may be written as Ucrit=Ugallop/|Cy|, and offers the following interventions to suppress them. Galloping may be suppressed by increasing the structural damping. Doubling the damping coefficient doubles the Ugallop, and thus double the critical velocity. Galloping may also be suppressed by modifying the cross-section shape, for example, by streamlining it. This modifies Cy, and if the magnitude of Cy can be decreased, it increases the critical velocity. Note that stiffening the structure is expected to merely increase the natural frequency and have no influence on the galloping threshold.

4.2 Flutter

Flutter is the common term used to describe the oscillatory instability of a structure as described by aeronautical engineers. It was commonly observed as tips or control surfaces of aircraft wings and propeller blades exhibited violent vibrations usually due to the coupling and synchronization between two structural modes. Because of the myriad ways in which different modes of a structure could couple, understanding flutter was a historically challenging task, which lead one of the leading fluid dynamicist, Theodore von Karman, to claim[5], “Some fear flutter because they do not understand it, and some fear it because they do.” An outline of the mechanism of flutter is presented below using the pitch-heave structure of chapter 2 in section 2.2.

Consider a streamlined lift-generating shape such as an airfoil in a flow supported by an elastic structure. The airfoil can pitch by angle θ and heave with displacement h, as shown in fig. 4.2, and thus h and θ for the state variables. The structural variables are identical to the ones defined in section 2.2, and in addition the airfoil is subject to a flow of a fluid of density ρ with speed U. The Reynolds number of the flow may be considered to be large, and the structural frequencies are slow relative to the fluid dynamic time scale so that the fluid dynamic response may be considered to be quasisteady.

We neglect the aerodynamic drag in this situation because of the streamlined shape of the body. The lift on the body is given by

L=12ρU2ACL(α,Re) (4.18)

where A is the area of the airfoil, CL is the lift coefficient, α is the effective angle of attack and Re is the Reynolds number. The torque on the airfoil is written as Lxa, where xa is the distance of the centre of pressure from the centre of mass. We will drop the dependence of the lift coefficient on the Reynolds number, since it is usually quite weak.

Figure 4.2: Schematic setup for flutter instability with pitch and heave degrees of freedom.

The effective angle of attack arises from two effects, viz, the pitch of the airfoil, and its heave velocity. Similar to the analysis in section 4.1.1, especially eq. 4.3, the effective angle of attack is

α=θtan1(h˙U). (4.19)

We will limit our analysis to infinitesimal perturbations about h=θ=0 and in this case do not bother with the prime notation because h=h and θ=θ. In this case,

αθh˙U. (4.20)

Based on this, the equations governing the evolution of the state are

mh¨+kh+kxsθ =12ρU2AdCLdα(θh˙U), (4.21a)
Iθ¨+kxsh+κθ =12ρU2AxadCLdα(θh˙U). (4.21b)

Now is a good moment to take stock of the parameters and their dimensions.

Question 4.1.

Non-dimensionalize eq. 4.21 and determine the dimensionless parameters that govern the dynamics.

Answer 4.1.

We employ the same non-dimensionalization for the structural variables as in eq. 2.21,

t=t~T,h=Rgh~,θ=θ~, (4.22)

where T=mk, which results in two dimensionless structural variables

δ=2xsRg,andωa2=κkRg2, (4.23)

and three dimensionless fluid dynamic variables

φ=12ρU2AkRgdCLdα,τ=RgUT,andδa=2xaRg. (4.24)

The dimensionless equations for h~ and θ~ are

d2h~dt~2+h~+δ2θ~=φ(θ~τdh~dt~), (4.25a)
d2θ~dt~2+δ2h~+ωa2θ~=φδa2(θ~τdh~dt~). (4.25b)

Here φ is the dimensionless fluid velocity, τ is the ratio of fluid dynamic time scale to the structural one, and δa measures the offset of the centre of pressure.

As question 4.1 shows, there are five dimensionless parameters. Of these five, we have already recognized that τ is small. This is the parameter that measures the strength of the structural timescale to the fluid dynamic time scale, and we have determined that the structure moves much slower compared to how fast the fluid reacts. Hence we justifiably neglect the terms proportional to τ. If an instability is to materialize, we anticipate φ to be the critical parameter.

We now proceed to determining the modes and their exponential growth or decay. Substituting (h~,θ~)=(h^,θ^)eiωt~ gives the eigenvalue equation for the frequency ω as

ω2[h^θ^]=[1δ/2φδ/2ωa2φδa/2][h^θ^] (4.26)

and the characteristic equation

(ω21)(ω2ωa2+φδa2)δ2(δ2φ)
=ω4ω2(1+ωa2φδa2)+ωa2δ24+φ(δδa2)=0. (4.27)

Of course, it is possible to solve this quadratic in ω2 to get an analytical expression for the frequency, but we seek insight more than an analytical expression. So we proceed as follows.

First, note that when φ=0, the characteristic equation reduces to eq. 2.25. Therefore, the sum and difference of squared frequencies of the purely structural modes is ω12+ω22=1+ωa2 and Δω2ω12ω22=δ2/4+(1ωa2)2. Second, note that since the coefficients of the quadratic in eq. 4.27 are all real. Hence the only possibilities are:

  1. 1.

    Both roots of the quadratic are positive real numbers. In this case, the four values of ω are purely real appearing in pairs as ±ω1 and ±ω2 because both roots are positive. There is no instability in this case.

  2. 2.

    One of the roots of the quadratic, say ω22, becomes negative. In this case, there are two imaginary root ±ω2, and one of them causes the perturbation to grow exponentially in time.

  3. 3.

    The quadratic has complex roots, in which case, two of the four roots for ω will cause exponential growth of the perturbation.

The case where one of the roots of the quadratic becomes negative is easier to analyze. The threshold criterion is that one root of the quadratic is zero, which leads to the condition

φ=ωa2δ2412(δaδ). (4.28)
Question 4.2.

Re-dimensionalize equation eq. 4.28 to find an equation for critical value of U and discuss the physics behind the threshold.

Answer 4.2.

The equivalent dimensional expression for U is

U=2κρA(xaxs)(dCL/dα). (4.29)

Here we have used the definition κ=κ+kxs2. This expression is similar to eq. 1.20, and in fact generalizes the criteria for divergence for arbitrary locations of centre of mass, centre of support and centre of pressure. Note that the centre of mass does not enter this result. Only the torsional spring constant enters the expression for the critical velocity, thus implying that this mechanism engages only the pitch degree of freedom. This expression also shed further insight into the mechanism for divergence. It necessarily occurs when the centre of pressure is upstream of the centre of support.

The reason divergence appears as an instability in this analysis is because all the ingredients needed for divergence are present in this system, and therefore, the threshold for divergence must arise as a possibility from the analysis. This result is that possibility.

Based on the analysis in question 4.2, we can eliminate divergence from our analysis and now focus on the third possibility for an instability: complex roots of the quadratic. This occurs when the discriminant of the quadratic becomes negative.

Question 4.3.

Determine the criteria on δ, δa and ωa2 that there exists a value φ where the discriminant of the quadratic in eq. 4.27 is negative.

Answer 4.3.

This condition is

(1+ωa2φδa2)24[ωa2δ24+φ(δδa2)] 0, (4.30)
or equivalently, (1ωa2)2+δ2φδa(1+ωa2)+φ2δa24+2φ(δaδ) 0. (4.31)

This condition looks satisfactory on its face, and at the same time produces little physical insight. To further illuminate the physics, let us recognize the appearance of Δω2, and determine the value of φ which leads to the smallest value for the discriminant. Noting that the smallest value of the quadratic aφ22bφ is b2/a and applying it to eq. 4.31 gives

(Δω2)2[(1+ωa2)δa+2(δδa)]2δa2. (4.32)

Exploiting the squares on both sides, and using the following properties that necessarily hold true:

  1. 1.

    ωa21 because κ=κ+kxs2,

  2. 2.

    1+ωa2=ω12+ω22 and Δω2=ω12ω22, where ω1,2 are defined in eq. 2.25,

then yields the following condition for the discriminant to be negative

δ1ω12δaδ1ω22. (4.33)

The diligent reader will find it irresistible to write eq. 4.33 in its dimensional form and realize that it constraints the location for the centre of pressure, which makes the structure susceptible to flutter. The structure is susceptible to this flutter instability even when the centre of pressure is behind the centre of support. This result reveals the frustrating aspect of aeroelastic instabilities that when the divergence instability is eliminated, the system becomes susceptible to flutter.

The mechanism of flutter is as follows. The structure has two independent modes of oscillation in the absence of the fluid. These modes couple the heave and the pitch degrees of freedom. The fluid flow further modifies these modes, and when the conditions are just right, bring the modal frequencies closer together. The strength of the flow needed to brings these frequencies together depends on the separation between them. The closer they are, the weaker the flow needed to induce flutter. Once they coincide, a coherence between the pitch and the heave are established. The mode that amplifies the motion is the one which synchronizes the lift with the heave velocity. This requires the pitch angle have a component in phase with the heave velocity. This requirement is seen most conveniently in the energy equation, which can be derived in dimensionless form from eq. 2.23 as

12ddt~[(dh~dt~)2+(dθ~dt)2+h~2+(ωa2+ϕδa2)θ~2+δh~θ~]=ϕdh~dt~θ~. (4.34)

Thus, energy is pumped into the coupled mode if and only if θ has some component in phase with h˙. This synchronization cannot happen without the frequencies of the two modes matching, and thus the threshold is essentially set by the frequency matching condition.

4.2.1 Suppressing flutter

Unlike galloping, increasing damping or adding it if it does not exist is not the most effective method to suppress flutter. It is so because the core mechanism of flutter relies on structural synchronization, and therefore the best intervention is one that disrupts it. Common approaches include stiffening the torsional defree of freedom so that its natural frequency is well separated from the bending or heave degree of freedom. Doing so is not only effective but also economical.

4.3 Conclusion

Divergence, galloping and flutter are some of the basic fluid-structure instabilities, which inflict a large number of engineering systems from civil, mechanical to aeronautical ones. In all these cases the mode excited is a slightly modified version of the structural modes. On the time scale of these modes, the fluid adjusts rapidly to the instantaneous configuration of the structure. These forces then inject energy into the structural modes and cause their amplitude to grow.